42 Jobs in STAMFORD, CT
Partnership Employment is Hiring a Compliance Analyst Near Stamford, CT
Title: Compliance Associate
Location: Stamford, CT (4 days onsite, 1 Remote)
Salary: 90-130K Base Bonus
We are seeking a motivated Compliance Analyst to join our team and contribute to our growth. This is an exciting opportunity to join a fast-growing hedge fund with a highly collaborative culture. The Compliance Associate will work directly with the General Counsel to develop and implement compliance policies and procedures.
Responsibilities
- Manage compliance task deadlines
- Work with investor relations to track subscriptions/redemptions
- Assist with researching new compliance rules and implementing policy updates
- Manage process for employee personal trade reviews, employee certifications and employee gift/entertainment requests
- Assist with firm trade compliance monitoring
- Assist with review of marketing materials
- Review investor engagement requests
- Work with legal and other departments on regulatory filings
- Liaise with compliance consultants and other service providers
- Assist with NFA Self-Exam and SEC Annual Review
Job Type: Full-time
Pay: $90,000.00 - $130,000.00 per year
Benefits:
- 401(k)
- 401(k) matching
- Dental insurance
- Health insurance
- Paid time off
Schedule:
- Monday to Friday
Ability to Relocate:
- Stamford, CT 06902: Relocate before starting work (Required)
Work Location: Hybrid remote in Stamford, CT 06902
Job Summary
Full Time
Business Services
$98k-124k (estimate)
03/13/2024
09/07/2024
partnershipemployment.com
WORCESTER, MA
25 - 50
2002
TANYA HAYWARD
$5M - $10M
Business Services
Related Companies
About Partnership Employment
Partnership Employment is a professional services firm offering comprehensive Staffing and Search services in Accounting and Finance, Office and Administration, Legal and Technology on a Consulting, Temp-to-Hire and Direct-Hire basis. The internal Partnership Employment team is uniquely qualified to assist clients due to its excellent track record, business model, and specific industry experience. With decades of staffing industry experience, our partners not only recruit great candidates, but provide you with creative ideas to better utilize your staffing to enhance productivity, reduce costs ...
and manage employment risk. Partnership Employment is recognized as one of the Fastest Growing Staffing Firms by Staffing Industry Report. Office locations in Massachusetts, New York, Washington D.C., Texas, Illinois and Tennessee.
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The job skills required for Compliance Analyst include Analysis, AML, Anti Money Laundering, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Analyst. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Analyst. Select any job title you are interested in and start to search job requirements.
The following is the career advancement route for Compliance Analyst positions, which can be used as a reference in future career path planning. As a Compliance Analyst, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Analyst. You can explore the career advancement for a Compliance Analyst below and select your interested title to get hiring information.
If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.
Step 1: Understand the job description and responsibilities of an Accountant.
Quotes from people on Compliance Analyst job description and responsibilities
Compliance analysts can help ensure that your organization's products or processes meet compliance specifications.
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They can audit members of professional organizations to determine whether they meet the standards set by the organization.
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Most of them contribute to security designs through acquisitions and/or system developments to deliver and maintain a compliant system.
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Help companies remain compliant with regulations, thus preparing them for audits.
03/13/2022: Columbus, OH
The compliance analyst has a duty to maintain legal and regulatory compliance by researching, analyzing, and communicating regulatory requirements and obtaining the appropriate approvals.
02/27/2022: Casper, WY
Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.
Career tips from people on Compliance Analyst jobs
Every compliance analyst has slightly different duties, tasks, and responsibilities due to varying job descriptions.
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Smaller organizations still focus on having a single compliance specialist rather than a complete department.
01/25/2022: Santa Cruz, CA
Sometimes, the compliance analyst works along with the compliance head and other compliance officers.
01/26/2022: Denver, CO
Ability to accurately complete applications for compliance certification.
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Get Certifications and Continue Learning.
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Step 3: View the best colleges and universities for Compliance Analyst.
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